open access publication

Article, 2023

Boosting battery state of health estimation based on self-supervised learning

Journal of Energy Chemistry, ISSN 2095-4956, Volume 84, Pages 335-346, 10.1016/j.jechem.2023.05.034

Contributors

Che, Yunhong 0000-0002-7350-0001 [1] Zheng, Yusheng 0000-0003-4901-1846 (Corresponding author) [1] Sui, Xin 0000-0002-6180-469X [1] Teodorescu, Remus 0000-0002-2617-7168 [1]

Affiliations

  1. [1] Aalborg University
  2. [NORA names: AAU Aalborg University; University; Denmark; Europe, EU; Nordic; OECD]

Abstract

State of health (SoH) estimation plays a key role in smart battery health prognostic and management. However, poor generalization, lack of labeled data, and unused measurements during aging are still major challenges to accurate SoH estimation. Toward this end, this paper proposes a self-supervised learning framework to boost the performance of battery SoH estimation. Different from traditional data-driven methods which rely on a considerable training dataset obtained from numerous battery cells, the proposed method achieves accurate and robust estimations using limited labeled data. A filter-based data preprocessing technique, which enables the extraction of partial capacity-voltage curves under dynamic charging profiles, is applied at first. Unsupervised learning is then used to learn the aging characteristics from the unlabeled data through an auto-encoder-decoder. The learned network parameters are transferred to the downstream SoH estimation task and are fine-tuned with very few sparsely labeled data, which boosts the performance of the estimation framework. The proposed method has been validated under different battery chemistries, formats, operating conditions, and ambient. The estimation accuracy can be guaranteed by using only three labeled data from the initial 20% life cycles, with overall errors less than 1.14% and error distribution of all testing scenarios maintaining less than 4%, and robustness increases with aging. Comparisons with other pure supervised machine learning methods demonstrate the superiority of the proposed method. This simple and data-efficient estimation framework is promising in real-world applications under a variety of scenarios.

Keywords

SOH estimation, SoH, Unsupervised, accuracy, accurate SOH estimation, age, aging characteristics, applications, battery, battery SOH estimation, battery cells, battery chemistries, battery health, battery state of health estimation, capacity-voltage curves, cells, characteristics, charge profiles, chemistry, comparison, conditions, curves, cycle, data, data preprocessing techniques, data-driven method, dataset, distribution, error, error distribution, estimation, estimation accuracy, estimation framework, estimation task, extraction, formation, framework, generalization, health, health estimation, labeled data, lack, lack of labeled data, learned network parameters, learning, learning framework, learning methods, life, life cycle, machine learning methods, management, measurements, method, network parameters, operating conditions, operation, parameters, performance, poor generalization, preprocessing techniques, profile, robust estimation, robustness, scenarios, self-supervised learning, self-supervised learning framework, sparsely labeled data, sparseness, state, state of health, state of health estimation, superiority, supervised machine learning methods, task, technique, test, test scenarios, training, training dataset, unlabeled data, unsupervised learning

Funders

  • The Velux Foundations

Data Provider: Digital Science